Mergers and Acquisitions
Learn the latest on dealmaking in wealth management and financial services, including the latest mergers and acquisitions news.
Schwab's Bettinger: RIA Model Will 'Keep on Winning'
By Jeff BermanRIAs are well positioned to capture assets and attract young talent, Schwab execs Walt Bettinger and Bernie Clark say.
November 02, 2022
Schwab Considers Loan Options for ClientsOne goal is to prevent advisors from introducing other firms into the client relationship, the company says.
November 02, 2022
BD Deals: When Do Advisors Win, Lose?The size of the firm being sold and of the acquiring firm can make a big difference in advisor retention.
November 02, 2022
Blucora to Change Its Name, Sell TaxAct Software BusinessThe firm will rebrand itself as Avantax, a pure-play, tax-focused BD and investment advisor.
October 28, 2022
Schwab Sets Date for TD Ameritrade Platform ConversionSchwab's Tom Bradley also said most TD Ameritrade advisors will be able to keep their service team.
October 24, 2022
Cetera Takes Minority Stake in $2.5B FirmCetera has made an unspecified investment in CCR Wealth Management, based in the Boston area.
October 24, 2022
How to Maintain RIA Independence Amid a Wave of ConsolidationNew client demands, lower trading revenue and a search for economies of scale have triggered increased M&A, but not all firms aim to sell.
October 10, 2022
What to Make of the Industry's First 'Wealth Festival'Co-hosted by Ritholtz Wealth and Advisor Circle, Future Proof turned the traditional notion of what an industry event can be on its head.