Clearing and Custodial Firms
Read up on clearing and custodial firms serving RIAs and others in the wealth management arena.
Fidelity Sets $100M AUM Minimum for RIAs
By Dinah Wisenberg BrinRIAs with client assets at Fidelity have until June 30 to meet the requirement.
September 24, 2026
Savvy Wealth Launches Custody Platform for RIAsRitik Malhotra, founder and CEO, said this is a vision the firm has been building toward for two years.
September 15, 2026
Schwab Wealth Advisory Raising Fees on $5M to $25M AccountsThe RIA also will charge a product fee for third-party SMAs.
September 08, 2026
Hightower Signature Wealth Selects Dispatch for Client Data ManagementDispatch is helping the fast-growing wealth platform optimize critical workflows, co-founder Madalyn Armijo says.
September 02, 2026
Schwab Sets $10M Minimum for New Long-Short AccountsSchwab is tightening access to the tax-saving strategies for the third time in recent months.
September 02, 2026
Altruist Introduces AI-Powered Financial Planning AgentThe announcement follows a tax planning deployment that sent wealth management stocks tumbling in February.
September 01, 2026
Altruist Acquisition 'Rhymes With Vanguard's Mission,' CEO Ramji SaysThe deal helps solve the supply-demand gap for advice, the Vanguard chief told Creative Planning CEO Peter Mallouk.
August 31, 2026
This Tax-Saving Strategy Is Going Strong Despite Schwab, Fidelity CurbsTax-aware long-short SMAs, which anticipate stock gains and losses, feature borrowing and short-selling.