Clearing and Custodial Firms
Read up on clearing and custodial firms serving RIAs and others in the wealth management arena.
LUMINARIES Class of 2021: Diversity & Inclusion
By ThinkAdvisorMeet the firms, individuals and organizations with programs, products and services being honored for driving the industry forward.
July 29, 2021
Wells Fargo Names New Head of Indie Advisor GroupJohn Tyers most recently was the chief growth officer for the fintech firm AdvisorEngine.
July 22, 2021
Schwab Charged for Failure to Stop Lapsed Advisor From Collecting FeesA third-party advisor continued to collect fees from Schwab clients for years after his registration lapsed, Massachusetts regulators said.
July 16, 2021
Schwab Reports Mixed Results: Q2 EarningsIts second-quarter results, which include those of TD Ameritrade, were hurt by a $200 million regulatory charge.
July 15, 2021
Apex Reshuffles Management, Rothschild DepartsTricia Rothschild is leaving her role as president ahead of the firm's expected $4.7 million initial public offering.
July 13, 2021
Grayscale Bitcoin Fund Advances ETF Plans With BNY MellonGrayscale Investments will use the bank's services upon the hoped-for conversion of its $21.5 billion Grayscale Bitcoin Trust.
July 02, 2021
Schwab's Former Headquarters Now on the MarketSchwab will keep its offices in the San Francisco building through April 2028, despite moving its base to Texas in January.
June 25, 2021
How to Become the Advisory Firm of the FutureNow is the time to "rethink the way work happens and where it happens," Altair Advisers' CEO says.