Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
It's Official: Advisor Group to Unite Under One Name
By Jeff BermanThe eight firms in the Advisor Group network will roll out the new brand one at a time.
April 24, 2023
Cetera Lured Advisors With Nearly $3B in Assets in Q1The achievement came after the firm reported adding $13 billion in assets through organic recruiting in 2022.
April 24, 2023
Raymond James Targets $2T in AssetsScott Curtis, Private Client Group chief, explained the firm's 2030 target and more strategies at its advisor conference Monday.
April 21, 2023
Ex-Morgan Stanley, Schwab Broker Arrested on Child Porn ChargesRandall Kiefer has been charged with 21 counts related to child porn.
April 20, 2023
SEC Issues New Reg BI GuidanceA Q&A clarifies how to determine if an investment or strategy is in a client's best interest.
April 20, 2023
LPL's 'Supported Independent' Channel Hits MilestoneThe Strategic Wealth Services group now includes over 30 teams from wirehouses, Raymond James and other firms.
April 18, 2023
Atria Buys $15B Firm From KestraWith the addition of Grove Point, formerly H. Beck, Atria's operations should include about 2,700 financial professionals.
April 18, 2023
LPL Picks Up $3.1B Firm From TD AmeritradeLPL now supports over 21,000 financial advisors, including advisors at about 1,100 enterprises and at about 500 RIAs.