Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
How a Solo Advisor Can Build a Team and Boost Efficiency
By Greg CornickAdvisors face the challenge of doing more to meet evolving client demands, and many are joining forces.
September 04, 2024
Bluespring Wealth Partners Names New PresidentPradeep Jayaraman is a former business development leader at Focus Financial.
September 04, 2024
SEC Accuses Firm of Marketing Rule Violations, Failing to RegisterFlorida-based Black Dragon, which didn't admit wrongdoing, posted misleading performance data on its website, the agency says.
September 03, 2024
How to Keep 'Worker Next Door' Clients on Track2023 Luminaries winner Mark Delp explains how he assuages clients' fears through regular communication, including handwritten letters.
September 03, 2024
Childfree Planning Turns Traditional Advice on Its HeadPeople without kids are an "underserved, underrepresented and sometimes mistreated population," advisor Jay Zigmont says.
September 03, 2024
Fast-Growing Firms Do These Things Well: StudyMany RIAs are focused on moving upmarket, but a new survey warns that might be a mistake.
September 03, 2024
New Ways to Help Clients Move Beyond the 60/40 PortfolioOptions-based, structured outcome strategies that precisely manage risk are stirring advisors' attention.
August 30, 2024
Beware Roth 401(k) Matches' Tax Consequences: Jamie HopkinsIndividuals could face a surprise income tax bill by not realizing that the company wasn't withholding taxes.