Advisors

News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).

CFP Board Seeks Feedback on Competency Standards

December 17, 2024

CFP Board Seeks Feedback on Competency Standards
Retail Direct Channels Are Gobbling Advisors' Market Share: Cerulli

December 13, 2024

Retail Direct Channels Are Gobbling Advisors' Market Share: Cerulli
Number of CFP Exam-Takers Sets New High

December 10, 2024

Number of CFP Exam-Takers Sets New High
Mariner Adds $878M in AUM With Two Acquisitions

December 05, 2024

Mariner Adds $878M in AUM With Two Acquisitions
Trust in Advisors Rose Steeply in Past Decade: Cerulli

November 21, 2024

Trust in Advisors Rose Steeply in Past Decade: Cerulli
Morgan Stanley: Advisor Who Left for Raymond James Solicited Another Rep's Clients

November 20, 2024

Morgan Stanley: Advisor Who Left for Raymond James Solicited Another Rep's Clients
Fidelity Resolves Reg BI Suit With Fired Advisor

November 20, 2024

Fidelity Resolves Reg BI Suit With Fired Advisor
Advisors Want Seamless Digital Experience With Asset Managers: J.D. Power

November 11, 2024

Advisors Want Seamless Digital Experience With Asset Managers: J.D. Power
5 Strategies for Capturing Wealthy Clients

November 07, 2024

5 Strategies for Capturing Wealthy Clients
What's at Stake in the Ameriprise-LPL Fight Over Client Data

November 07, 2024

What's at Stake in the Ameriprise-LPL Fight Over Client Data