Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
When Clients Are Laid Off, How to Ease the Sting: Advisors' Advice
By Victoria ZhuangAdvisors helping clients through low moments can set themselves up to retain business when good times return.
February 05, 2024
What If We Ended 401(k) Tax Breaks to Save Social Security?Prominent researchers differ on whether this would be double taxation or a smart use of revenue.
February 05, 2024
New Co-Op Helps Young Advisors Own a PracticeThe RIA platform Avise seeks to provide backend services in a nontraditional way, co-founder Katrina Soelter says.
February 05, 2024
The Biggest Roadblock Keeping Wealthy Investors From Hiring an AdvisorDIY investors are increasingly looking for advice, but one big concern is giving many of them pause, Cerulli finds.
February 02, 2024
Adam Malamed Reflects on First Year as Sanctuary Wealth CEOHe has been working on strategic acquisitions "since before it was cool to be independent," he says.
February 02, 2024
6 New Findings on How (and How Much) CFPs Are PaidCFPs earn 12% more than other planners and report high career satisfaction, a new CFP Board survey finds.
February 02, 2024
LPL Advisors Add $100B in New Assets in 2023Recruited assets for the year totaled $80 billion.
February 02, 2024
Know the Risks: Using Your Clients' 401(k) LoginsHelping clients manage their retirement accounts this way comes with big risks, David Goldman of Pontera says.