Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
10 Holiday Gift Ideas for Less Than $100
By Michael S. FischerThe offering doesn't have to be expensive, but it should be thoughtfully chosen, with a touch of elegance.
November 21, 2025
Best and Worst Wealth Platforms for Digital Experience: J.D. Power, 2025The more technologically advanced and consistent the wealth management tools, the higher the investors’ overall satisfaction.
November 18, 2025
Twin Advisors Found Guilty in $10M Fraud Against 100 VictimsOne of the brothers was convicted of obstruction of justice for trying to threaten victims and bribe DOJ officials.
November 18, 2025
Advisors Offer Lots of Services, but Clients Focus on a Few: CerulliThe typical retail investor uses less then half the offerings the average financial professional provides, research finds.
November 13, 2025
Longtime Schwab, TD Ameritrade Exec to RetireChief Client Officer Tom Bradley, leaving Schwab at year-end, led the TD Ameritrade integration.
November 13, 2025
How 'Invisible Intelligence' Powers Client RelationshipsWhen designed well, the best technology works quietly in the background, allowing an advisor’s connection to take center stage.
November 12, 2025
Don't Miss the Dec. 4 Luminaries Keynote and RoundtablesDon't miss the 3 p.m. ET panel on Dec. 4 with Dynasty CEO Shirl Penney, Orion CEO Natalie Wolfsen and Rudin Group CEO April Rudin.
November 11, 2025
Financial Services Needs to Raise Bar on Convenience: Schwab CEORick Wurster noted a "bull market for convenience" and said Schwab would "invest heavily" in making things simpler.