Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Carson Group's First CTO Leaves the Firm
By Jeff BermanNimesh Patel joined the firm last year after over 20 years growing and developing tech and product teams.
June 29, 2023
Would You Trust Your Clients With a 401(k) Credit Card?Many advisors say the idea might sound good on paper, but they worry about the real-world consequences.
June 29, 2023
New AI Tool Helps Advisors Offer Estate PlanningWealth.com's Ester legal assistant enables advisors to make estate planning more accessible, cost effective and scalable.
June 29, 2023
Use a 'Human-Centric' Approach to Improve Your Bottom LineApplying financial psychology enables advisors to introduce "the human side of money," Preston Cherry tells ThinkAdvisor.
June 28, 2023
Raymond James Names New Head of Advisor Inclusion NetworksSamantha Trebesch will be head of the networks, which were led earlier by Renée Baker.
June 28, 2023
Ex-Merrill Rep Who Threw Smoothie Hit With FINRA Complaint on Cash TransactionsJames Iannazzo deposited and withdrew $568,440 in small increments to avoid bank reporting requirements, FINRA says.
June 28, 2023
Will State Auto-IRA Programs Become the Norm?Nineteen states now offer such programs, which are already having a positive effect on workers' ability to save for retirement.
June 27, 2023
Want Real Growth? 15 Steps to Take NowPowerful organic growth is more elusive than it may seem. Here's how to get there, according to marketing experts.