August 23, 2022
$4B Boutique Advisor Team Ditches Wells FargoMoran Wealth Management, based in Florida, has become an independent RIA with assets custodied at BNY Mellon's Pershing.
August 16, 2022
BofA, Wells Fargo Veterans Launch RIAMembers of the new Fidelis Capital team members previously managed a total of $6 billion in client assets.
August 10, 2022
LPL Nabs Wells Fargo ExecKatelyn Shackleton has joined the broker-dealer as executive vice president, Corporate Strategy and New Ventures,
August 09, 2022
Wells Fargo Wins Appeal in FINRA Arb Case"Nothing indicates that Wells Fargo manipulated the arbitrator pool," the appeals court in Georgia ruled.
July 22, 2022
FINRA Bars Ex-Wells Fargo Broker After Fraud ComplaintThe former broker refused to testify in an investigation of his conduct, FINRA says.
June 13, 2022
Wells Fargo in Criminal Probe Over Fake Job Interviews: ReportThe U.S. attorney's office in Manhattan is investigating, according to The New York Times.
June 02, 2022
Sen. Sherrod Brown Tells CEO Scharf to Fix Wells FargoWells Fargo, "unfortunately, continues to demonstrate its inability to address its longstanding risk management failures," Brown said.