Behavioral Finance
Read about the behavioral finance factors that affect clients and that help advisors tailor the best financial plans and portfolio strategies for investors.
SEC Expands Accredited Investor Definition
By Melanie Waddell"We do not believe wealth should be the sole means of establishing financial sophistication," the SEC said.
August 12, 2020
SEC Clarifies Use of 'Advisor,' 'Adviser' by Dually Registered FirmsThe FAQ explains how firms can market themselves while complying with Reg BI.
August 12, 2020
Forget Hedge Funds: Direct Investments Surging Among Family OfficesSingle-family offices are especially assertive in seeking direct opportunities, Schwab and FINTRX find.
August 10, 2020
Morgan Stanley Tapped for NFL Advisor ProgramSome of the wirehouse's advisors started working with current and retired players in 2002; now about 50 do so.
August 09, 2020
8 Reasons to Rethink Your Approach to Retirement PlanningDPL Financial Services' annual study shows some of the disconnects between accumulation and distribution tactics.
August 06, 2020
Clients' Real Risk ToleranceAn annuity specialist looks at how advisors can handle common mistakes in this area.
August 05, 2020
How Advisors Can Cope With 2020, the 'Year of Anxiety'Jonathan Alpert, a psychotherapist specializing in financial professionals, tells ThinkAdvisor what he is telling his clients now.
August 05, 2020
Kestra Hires JPMorgan Exec as Chief Information OfficerNick Harness moves to the firm after more than two decades with Wall Street firms, including Morgan Stanley.