January 11, 2024
Spot Bitcoin ETFs: What Advisors Should KnowThe ability to invest directly in bitcoin through an ETF will open the door to more clients and advisors.
January 09, 2024
Business or Practice? The Critical Question RIAs Must AskFirms that operate as businesses have a distinct succession planning advantage. Here's how to get there.
January 05, 2024
What Firms Must Disclose Before a Rollover Under New DOL RuleInvestors must have access to information about costs, conflicts of interest and alternatives to rolling over their assets.
January 04, 2024
IRS Clarifies Secure 2.0 RulesThe Q&A guidance addresses Roth contributions, auto-enrollment and terminal illness distributions.
January 02, 2024
SEC Approval of Bitcoin ETFs Could Come This WeekMy prediction: They will collectively represent the most successful ETF launch in history. But don't get too excited.
January 02, 2024
SEC Exam Coming? Use These 5 Tips to PrepareKnow what examiners are looking for and what to expect when they come calling.
December 29, 2023
Clients Retiring in 2024 Need to Know About These ChangesHere are some planning strategies to help your clients take advantage of new rules and expected developments.
December 29, 2023
Don't Forget This Important Planning Task for the New YearTaking some time now to plan for your business enables you to serve clients better.
December 26, 2023
Next Up: Medicare Advantage Open EnrollmentFrom January through March, clients with Medicare Advantage can make changes to their plan.
December 21, 2023
How Interest Rate Cuts, Falling Inflation Could Affect Clients in or Near RetirementLower interest rates and lower inflation are generally positive factors for investors as they leave the workplace.