Share of Advisors Using Crypto Doubled in 2024: Survey
By Michael S. FischerTwenty-two percent of survey respondents said that they had allocated to digital currency in client accounts.
January 13, 2025
Schwab, 11 Other Firms to Pay $63M in SEC Texting CrackdownEmployees used personal devices to communicate internally and externally by text messages, the SEC said.
January 13, 2025
Kestra Financial to Replace President in AprilJohn Amore, the firm's head of wealth management, will take over from the retiring Stephen Langlois.
January 13, 2025
Schwab to Launch Actively Managed Bond ETFThe Schwab Core Bond ETF (SCCR) aims to generate income through a wide variety of fixed income investments.
January 10, 2025
Vanguard to Launch Active Short-Term Bond ETFVanguard plans to debut the Short Duration Bond ETF, designed to offer income and lower volatility, in April.
January 09, 2025
Fidelity Fined $600K Over Employee Who Raided Stock-Plan AccountsThe firm failed to detect an associated person's conversion of $750,000 over eight years, FINRA said.
January 08, 2025
Early IRA and 401(k) Withdrawals: What to KnowClients who wants to tap retirement accounts before age 59.5 should know the rules — and the exceptions.
January 08, 2025
Private Markets Access Is a Must-Have for RIAs: OptoJake Miller, the platform's co-founder, advocates broadening the client base for high-quality private investments.