An Insider's View: Keith Singer
By Daniel WilliamsFor this issue of Market Conduct & Suitability, Senior Market Advisor editor Daniel D. Williams spoke with Keith Singer, JD, CFP at Keith Singer Wealth Management in Boca Raton, Fla. to get his thoughts on compliance, suitability and senior
July 30, 2008
Keeping an eye on 151AWhen news of the SEC's proposal to classify annuities as securities products hit in late June, it wasn't news to the insurance and financial industries, but it delivered a wallop to the solar plexus, nonetheless. As the smoke cleared
July 30, 2008
An Insider's View: Keith SingerFor this issue of Market Conduct & Suitability, Senior Market Advisor editor Daniel D. Williams spoke with Keith Singer, JD, CFP at Keith Singer Wealth Management in Boca Raton, Fla. to get his thoughts on compliance, suitability and senior
July 29, 2008
Team playingWorking as part of a team can help advisors secure more assets, according to Kristin McNamara for Dow Jones. She writes, "in the fierce competition...
July 28, 2008
Christopher P. WhiteChristopher P. White, CLU has been appointed chair of the leadership and management professional interest section for the Society of Financial Service Professionals. He is currently a general agent at Midwest Financial Solutions. He has been a
July 28, 2008
$41 trillion wealth transfer not enoughThe looming $41 trillion wealth transfer is often cited as a windfall for boomers and heirs. Not so, writes Kathleen Connell of ABC News. Wake up,...
July 28, 2008
Jay RudkinJay Rudkin has been named national sales director for PolicyOptions. He will be responsible for expanding the company's business-to-business relationships with insurance agents and financial advisors. Prior to joining PolicyOptions, Rudkin served as
July 28, 2008
Advisors and broker-dealers have a historic opportunityIt has been three years since the inception of FINRA Notice to Members 05-50 shook up the FIA world with a mandate for broker-dealers to supervise the sale of fixed index annuities. Since then, B/Ds have scrambled to accommodate existing variable
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