February 20, 2024
Dynasty Taps Schwab Veteran Tim Oden as Executive-in-ResidenceOden, an RIA specialist, joins Dynasty after leaving Schwab last fall.
February 15, 2024
Why Stifel Exec Alex David Jumped to Raymond JamesHe spent the past three years as head of Stifel Financial's independent contractor channel.
February 08, 2024
Fidelity Shuffles Senior ExecutivesSeveral top managers at the financial giant were given new roles in a major leadership shakeup.
January 25, 2024
Northwestern Mutual Names Its Next CEOJohn Schlifske plans to step down from the company's CEO post Dec. 31.
December 19, 2023
Vanguard Names New Head of Advisor Services UnitAmma Boateng will take over from Tom Rampulla, who is retiring after 35 years with the fund giant.
December 18, 2023
Personal Investing Head Joanna Rotenberg to Leave FidelityRotenberg helped steer the firm's partition of its personal investing business into two distinct entities.
December 04, 2023
Wealth.com Names Jamie Hopkins as Strategic AdvisorThe estate planning firm says Hopkins' appointment reflects its efforts to meet the growing needs of advisors and clients.
November 10, 2023
Honoring Advisors Who Serve(d): Veterans Day, 2023Here are eight stories of veterans in the advisory world, told in their own words.
August 24, 2023
David Canter Steps Down as President of Kestra's BluespringHe will transition from president to the role of senior strategic advisor.
August 23, 2023
Ex-Carson Group Exec Gets Key FiComm Marketing PostMary Kate Gulick brings over 15 years of experience in financial marketing and communications to FiComm.