August 31, 2020
$1.2B UBS Team Jumps to Raymond JamesThree ex-wirehouse advisors come on board in Kansas City at a new location for the firm's employee channel.
August 30, 2020
Tibergien Joins Board of $20B RIAAfter taking the summer off, the popular industry figure and former head of Pershing's RIA custody business is back.
August 28, 2020
Sanctuary Wealth Names COO, Adds $530M Merrill TeamThe Indianapolis-based group now has 38 partner firms with over $10 billion in assets under advisement.
August 24, 2020
UBS Nabs $3B Team From Goldman SachsThe Washington, D.C.-based private wealth group includes three advisors and one trust and estates specialist.
August 24, 2020
$400M Merrill Team Goes IndieThe group is led by Blaine Werner, who spent 43 years with the Thundering Herd.
August 20, 2020
First Republic Nabs $2.5B Merrill GroupMeanwhile, the Thundering Herd also loses advisors to UBS and Wells Fargo FiNet.
August 17, 2020
Steward Partners Grabs 5 Advisors With $491MEast Coast advisors from Morgan Stanley, Wells Fargo and other firms are joining the Raymond James affiliate.
August 14, 2020
LPL's Andy Kalbaugh Set to RetireKalbaugh, the head of National Sales and Consulting who has been with the firm since 2007, plans to step down March 31.
August 13, 2020
LPL Grabs $800M Securities America Team: Recruiting RoundupMeanwhile, RBC picks up a $675 million Morgan Stanley group, and Dynasty helps lead a $360 million Merrill duo to independence.
August 06, 2020
Apex Clearing Names Tricia Rothschild, Ex-Morningstar Exec, as PresidentRothschild joins the firm as it positions itself for more growth ahead of the Schwab-TD Ameritrade deal.