Janney Nabs Wells Fargo Exec as Recruiting Chief
By Janet LevauxIn the third quarter, Janney's Private Client Group added the largest number of advisors in a single quarter since 2017.
September 22, 2021
Commonwealth Nabs Compliance Officer From DynastyAlexander Hansen has been hired as senior vice president of RIA compliance.
September 20, 2021
Fidelity Taps New Leader for $4T Personal Investing DivisionJoanna Rotenberg is to join the firm in November after 11 years at BMO Financial Group, replacing Kathy Murphy.
September 09, 2021
More Than 9 in 10 CFPs Strongly Satisfied With Career Choice: SurveyThe CFP Board polled certificants about the value of the credential.
September 08, 2021
Alex. Brown Adds Advisors Managing Over $1B From Wells Fargo, AvanzaThe advisors join the Raymond James division's offices in Miami and New York as Alex. Brown continues to expand in those markets.
September 08, 2021
Goldman, United Capital Veteran Named New FiComm PresidentWealth management expert Tim Welsh's role at FiComm, meanwhile, is expanding.
September 08, 2021
LPL Nabs Morgan Stanley Exec for Compliance RoleMichael Morningstar will oversee the litigation, arbitrations, regulatory matters and client disputes for the independent broker-dealer.
September 02, 2021
CFP Board, Parsec Launch Diversity-Focused ScholarshipThe scholarship will provide four awards annually of up to $5,000 each over the next four years.