September 20, 2021
Fidelity Taps New Leader for $4T Personal Investing DivisionJoanna Rotenberg is to join the firm in November after 11 years at BMO Financial Group, replacing Kathy Murphy.
September 09, 2021
More Than 9 in 10 CFPs Strongly Satisfied With Career Choice: SurveyThe CFP Board polled certificants about the value of the credential.
September 08, 2021
Alex. Brown Adds Advisors Managing Over $1B From Wells Fargo, AvanzaThe advisors join the Raymond James division's offices in Miami and New York as Alex. Brown continues to expand in those markets.
September 08, 2021
Goldman, United Capital Veteran Named New FiComm PresidentWealth management expert Tim Welsh's role at FiComm, meanwhile, is expanding.
September 08, 2021
LPL Nabs Morgan Stanley Exec for Compliance RoleMichael Morningstar will oversee the litigation, arbitrations, regulatory matters and client disputes for the independent broker-dealer.
September 02, 2021
CFP Board, Parsec Launch Diversity-Focused ScholarshipThe scholarship will provide four awards annually of up to $5,000 each over the next four years.
September 02, 2021
Goldman Adds Executive From SchwabCynthia Loh has been named to a key post in the Personal Financial Management Group.
August 30, 2021
Consumer Federation of America Starts Search for Roper's ReplacementMike Canning, director of policy at NASAA, will be joining the consumer group in a consulting capacity.
August 26, 2021
Wells Fargo's Wealth Unit Names Diversity ChiefCharles Nunn joins from JPMorgan and will focus on adding diverse clients and products for Wells Fargo Advisors and related businesses.
August 24, 2021
Skip Schweiss Lands a CEO GigThe FPA president and ex-TD Ameritrade exec is leading the Sierra Group of Companies as it grows in the advisor space.