Thomas D. Giachetti
Thomas D. Giachetti is Chairman of the Investment Management and Securities Practice of Stark & Stark. A former investment banker and NASD registered representative, Giachetti’s legal practice is devoted to investment-related matters, including the representation of investment advisers, financial planners, broker-dealers, CPA firms and registered reps.
July 01, 2010
The Compliance Coach: An IPS Happy Medium
June 01, 2010
Independence's Issues
October 01, 2009
No Work Allowed!
October 01, 2009
Expert's Corner: Look Before You Lay Off
September 01, 2009
Expert's Corner: It Beats Getting Sued
June 01, 2009
Not Just the CCO
June 01, 2009
Expert's Corner: Complacency, Risk and the SEC
February 01, 2009