Marlene Y. Satter

November 03, 2015

Recruiting Roundup: UBS Grabs 3 Reps, Raymond James Adds 2 Teams

October 30, 2015

SEC, FINRA Enforcement: NFP Advisor Services Failed to Supervise Dually Registered Reps

October 30, 2015

5 retirement myths busted

October 29, 2015

Recruiting Roundup: UBS Adds 5 Reps; Raymond James Nabs Ex-Wells Team

October 27, 2015

DOL wins 2 consent judgments

October 23, 2015

Advisors can add 403(b) value, says study

October 23, 2015

Americans too optimistic about retirement readiness

October 23, 2015

FINRA Enforcement: Barclays Fined $800,000 Over Reporting Failures

October 16, 2015

SEC, FINRA Enforcement: Wolverine Units Misused Nonpublic Information

October 14, 2015

Recruiting Roundup: Merrill Attracts $3.5B Group, as UBS Draws $1B Team