Reg BI Report Zooms in on BDs' Lack of Compliance
By Melanie WaddellA NASAA report finds 65% of firms aren't discussing lower-cost or lower-risk products with clients when recommending these product types.
November 02, 2021
How Super-Wealthy Americans Fare Under Biden's New Tax PlanHardest hit are those who make lots of money but have few legal options for sheltering it, like business owners.
November 01, 2021
Stablecoin Risk Spurs U.S. Agencies to Seek Power to Crack DownMonday's regulatory report zooms in on the $130 billion stablecoin market and the cryptocurrencies it underpins.
October 29, 2021
What Does a Short-Term Boost Do for Social Security? Plenty, Says a Top AnalystMany changes in the Social Security 2100 bill are short-lived but significant, Martha Shedden tells ThinkAdvisor.
October 28, 2021
Social Security Whiz Marcia Mantell Cheers Provisions for Widows, Caregivers in New BillRep. John Larson's new bill has added new, important measures that are much needed, says the retirement expert.
October 27, 2021
The Problem With Bitcoin Futures ETFsThe two Bitcoin futures ETFs that launched last week are trading below their initial prices.
October 27, 2021
Democrats' Billionaire Tax Plan Puts About 700 People in SightsThe plan, which would take effect in 2022, requires billionaires to pay taxes on all their appreciated tradable assets to date.
October 27, 2021
Why the Wirehouse Advisor Is Still Alive — and KickingWhile many advisors have left the wirehouse firms, the majority of top-producing reps chose to stay. Here's why.