Beware of Backtested RILA Performance
By David BlanchettRegistered index-linked annuities are complex, and advisors are increasingly looking to better understand their risks.
November 08, 2022
Still Not Ready for the SEC's New Marketing Rule? Here's What to DoCompliance experts air their views on what advisors should be doing now to be ready if the SEC comes knocking.
November 07, 2022
UBS Expands Into 'Brazilian Texas' to Reach Newly Minted MillionairesUBS has 1,300 employees, including 570 wealth advisors, dedicated to 50,000 Latin American private-banking clients.
November 04, 2022
Tax Loss Harvesting Is Easier With ETFs, but Beware the Wash Sale RuleClear communication with clients is essential, as the topic of tax loss harvesting can cause confusion and concern.
November 03, 2022
The Fed's Silver Lining for Retirement PortfoliosHigher rates present an opportunity to lock in attractive yields moving forward.
November 02, 2022
Record Powerball Jackpots Are Teachable Moments for Pension ParticipantsPension participants (and lottery winners) have to carefully evaluate the pros and cons of a lump-sum offer.
November 01, 2022
'Obamacare' Enrollment Season Is HereHigh, unpredictable health care costs give financial professionals a chance to get prospects' attention, Nationwide's Kristi Rodriguez says.
November 01, 2022
Why Clients Want to Claim Social Security Early, and What Advisors Can DoWhile some truly need the money, many others have issues an advisor could address, Joel Schiffman of Shroders says.