RegTech
Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.
Downside of Technology for Advisors: Increased Cybercrime
By Ginger SzalaA GlobalData study looks at how cybercrime has grown as a result of the digitization of the business, and how advisors are responding.
February 26, 2019
Aite Group Launches Cybersecurity PracticeMachine-learning model is the next evolution for cybersecurity, according to an Aite report by team member and cybersecurity vet Alissa Knight.
February 14, 2019
8 Dangers That Come as Firms DigitizeAon's newly released 2019 Cyber Security Risk Report cites eight digitization cyber risks firms face and actions they need to take.
February 01, 2019
AI Will Transform Surveillance Programs – EventuallyFINRA is in the early stages of using these technologies for surveillance; most firms haven't started.
January 31, 2019
4 Ways to Curtail Insider Cybersecurity ThreatsCyber threats from employees can be reduced or rectified by taking these pro-active steps.
January 31, 2019
Behind the Screen: 16 Top Women in WealthTechInvestment Advisor proudly presents its inaugural list of the most influential female financial professionals in the field of technology.
January 31, 2019
Start 2019 Right by Syncing Your Personnel ProtocolsCompliance for advisors doesn't only mean SEC issues. Indeed, several internal factors can trip up advisors, especially with personnel.
January 31, 2019
New Leaders Take Over in WashingtonAll eyes will be on the Democrat-controlled House committees that influence policies affecting advisors and broker-dealers.