Artificial Intelligence
Get the latest news and insights on artificial intelligence (AI), machine learning (ML) and natural language processing (NLP), and how these developments impact financial advisors, the wealth management industry and more.
8 Top Enforcement Trends FINRA's Watching Now
By Jeff BermanBad actors still lie, cheat and steal, but their methods have changed — and so have FINRA's enforcement tactics.
April 16, 2021
Orion Closes HiddenLevers Deal: Tech RoundupAlso, Envestnet appointed Chris Shutler as head of market intelligence.
April 08, 2021
Envestnet Acquires Harvest Savings & Wealth: Tech RoundupAlso, fintech firm fabe launches a SaaS application to help advisors value their firms for a sale.
April 01, 2021
Ark's Flagship ETF Is Ill-Prepared for Future Risks: MorningstarAnalyst Robby Greengold is concerned about lack of risk management, concentration of assets and explosive growth.
April 01, 2021
SEI Acquires Oranj Platform: Tech RoundupAlso, Fidelity and Advyzon enhance integration capabilities between their platforms.
March 11, 2021
New Skience Tool Helps Advisors Transition Client Accounts: Tech RoundupAlso, the Dynasty Financial Partners-Envestnet joint venture ASx introduces a new initiative focused on social media.
March 01, 2021
Advisors Must Go Digital or Die: PanelExperts from firms including Broadridge and Edward Jones explain how tech can, and must, be used to meet clients' demands.
December 10, 2020
4 Steps to Successfully Leading Self-Managed TeamsIt's critical to understand employees and their strengths to help keep them focused on your team's most essential tasks.