A U.S. excise tax of 1 percent is applied to gross reinsurance and life insurance premiums and a 4 percent excise tax is applied to direct property and casualty premiums paid to a foreign insurer.1
Further, U.S. shareholders of a controlled foreign corporation (CFC) must include their pro rata share of the CFC’s insurance income in their gross income if their stock ownership exceeds certain threshold amounts.2 A foreign captive will be considered a CFC if U.S. shareholders (as defined below) own more than 50 percent of either (a) the combined voting power of the corporation or (b) the total value of the corporation.3
A “U.S. shareholder” is defined, for these purposes, as a person who owns at least 10 percent of the total combined voting power for all classes of stock in the foreign corporation.4