Litigation

Get the latest news and insights on litigation affecting financial advisors and the broader financial services industry.

FTX and Star Backers Including Tom Brady, Steph Curry Sued by Investor

November 16, 2022

FTX and Star Backers Including Tom Brady, Steph Curry Sued by Investor
Jury Convicts Ex-Broker Who Lived Lavish Lifestyle Instead of Paying Taxes

November 15, 2022

Jury Convicts Ex-Broker Who Lived Lavish Lifestyle Instead of Paying Taxes
Goldman Sachs Paid Over $12M to Bury Partner's Claim of Sexist Culture

November 15, 2022

Goldman Sachs Paid Over $12M to Bury Partner's Claim of Sexist Culture
Ex-Broker Pleads Guilty To Stealing $500K From Clients

November 12, 2022

Ex-Broker Pleads Guilty To Stealing $500K From Clients
Ex-Advisor to Pay $314K for Preparing False Tax Returns

November 08, 2022

Ex-Advisor to Pay $314K for Preparing False Tax Returns
Kim Kardashian Poised to Beat Investor Suit Over Crypto Hype

November 08, 2022

Kim Kardashian Poised to Beat Investor Suit Over Crypto Hype
Feds Score $3B Crypto Seizure

November 07, 2022

Feds Score $3B Crypto Seizure