Litigation

Get the latest news and insights on litigation affecting financial advisors and the broader financial services industry.

Next Hearing Set for Suspect in BofA-Merrill Exec's Killing

February 16, 2023

Next Hearing Set for Suspect in BofA-Merrill Exec's Killing
Next Hearing Set for LPL Network Firm Employee Charged in Double Murder  

February 14, 2023

Next Hearing Set for LPL Network Firm Employee Charged in Double Murder  
Ex-Broker Convicted of Aiding ISIS

February 10, 2023

Ex-Broker Convicted of Aiding ISIS
Ex-LPL, Wells Fargo Rep Pleads Guilty to Stealing $600K From Clients

February 07, 2023

Ex-LPL, Wells Fargo Rep Pleads Guilty to Stealing $600K From Clients
Ex-Wells Fargo Advisor Alleged Rape by Co-Worker, Faced Retaliation: Lawsuit

February 06, 2023

Ex-Wells Fargo Advisor Alleged Rape by Co-Worker, Faced Retaliation: Lawsuit
Wells Fargo Hit With Defamation Suit Over Fake Accounts Scandal

February 02, 2023

Wells Fargo Hit With Defamation Suit Over Fake Accounts Scandal
Next Hearing Set for Suspect in BofA-Merrill Exec's Killing

January 30, 2023

Next Hearing Set for Suspect in BofA-Merrill Exec's Killing