Litigation

Get the latest news and insights on litigation affecting financial advisors and the broader financial services industry.

Ex-IRS Contractor Who Leaked Trump & Billionaires' Tax Data Gets 5 Years in Prison

January 29, 2024

Ex-IRS Contractor Who Leaked Trump & Billionaires' Tax Data Gets 5 Years in Prison
Federal Court Rules in Favor of Allstate in Privacy Case

January 29, 2024

Federal Court Rules in Favor of Allstate in Privacy Case
Schwab-TD Ameritrade Antitrust Suit Lives On

January 25, 2024

Schwab-TD Ameritrade Antitrust Suit Lives On
Mariner Recruited 'Double Agent' to Poach Clients, Lawsuit Claims

January 23, 2024

Mariner Recruited 'Double Agent' to Poach Clients, Lawsuit Claims
Woman's Estate Sues MetLife, Fidelity Over Where Death Benefits Should Go

January 19, 2024

Woman's Estate Sues MetLife, Fidelity Over Where Death Benefits Should Go
Ex-Citi Advisor Charged With Fraud in Film Investment Scheme

January 18, 2024

Ex-Citi Advisor Charged With Fraud in Film Investment Scheme
Woman Sues Genworth Over LTCI Survivorship Benefit

January 18, 2024

Woman Sues Genworth Over LTCI Survivorship Benefit