Litigation

Get the latest news and insights on litigation affecting financial advisors and the broader financial services industry.

FTC Bans Worker Non-Compete Rules

April 23, 2024

FTC Bans Worker Non-Compete Rules
Ex-Carson CMO Sues Firm Over Handling of Sexual Assault

April 23, 2024

Ex-Carson CMO Sues Firm Over Handling of Sexual Assault
Supreme Court Case Could Upend a Key Succession Strategy

April 17, 2024

Supreme Court Case Could Upend a Key Succession Strategy
The Problem Is Not the Life Insurance Products, or the Illustrations

April 17, 2024

The Problem Is Not the Life Insurance Products, or the Illustrations
New York Couple Sues Over Life Premium Finance Collateral Calls

April 16, 2024

New York Couple Sues Over Life Premium Finance Collateral Calls
Pretrial Date Nears for Ex-Broker Accused of Murdering BofA-Merrill Exec

April 16, 2024

Pretrial Date Nears for Ex-Broker Accused of Murdering BofA-Merrill Exec
Advisor on FBI's 'Most Wanted' List Arrested on Fraud Charges

April 16, 2024

Advisor on FBI's 'Most Wanted' List Arrested on Fraud Charges