Litigation

Get the latest news and insights on litigation affecting financial advisors and the broader financial services industry.

Nassau Financial Sues Its Insurers for Help With Paying Its Legal Bills

June 24, 2024

Nassau Financial Sues Its Insurers for Help With Paying Its Legal Bills
Kansas City Life Accuses Ex-Employee of Burning, Stashing Policies at Home

June 21, 2024

Kansas City Life Accuses Ex-Employee of Burning, Stashing Policies at Home
More SEC Rules in Peril With Private Fund Rule Strikedown

June 21, 2024

More SEC Rules in Peril With Private Fund Rule Strikedown
Trial Date Set for Ex-Broker Charged With BofA Exec's Murder

June 21, 2024

Trial Date Set for Ex-Broker Charged With BofA Exec's Murder
Former FBI 'Most Wanted' Advisor Pleads Guilty to Fraud, Money Laundering

June 20, 2024

Former FBI 'Most Wanted' Advisor Pleads Guilty to Fraud, Money Laundering
Prudential Faces Two Federal Suits Over Cyberattack

June 20, 2024

Prudential Faces Two Federal Suits Over Cyberattack
Fugitive Ex-Advisor Who Appeared on CNBC Arrested on Fraud Charges

June 20, 2024

Fugitive Ex-Advisor Who Appeared on CNBC Arrested on Fraud Charges