Litigation
Get the latest news and insights on litigation affecting financial advisors and the broader financial services industry.
MassMutual, PacLife and State Farm Face Genetic Privacy Suits
By Allison BellThe plaintiffs object to the life insurers asking about applicants' family medical history.
November 06, 2023
Analyst Pleads Guilty to Punching Subway WorkerThe next hearing in the criminal case takes place Dec. 4 at Kings County Supreme Court in Brooklyn.
October 31, 2023
Wells Fargo Sued Over Customer's Missing JewelryA Los Angeles resident accuses the bank and other defendants of stealing at least $32,000 in valuables.
October 27, 2023
Ivanka Trump Ordered to Testify in Father's NY Civil TrialHer appearance is tied to the $250 million civil fraud lawsuit against the former president and his large real estate firm.
October 26, 2023
Transamerica Faces Suit Tied to Long-Term Care BuyoutThe insured passed away before the payment for the transaction was made.
October 26, 2023
New Service Makes Documents More AccessibleThe program from R.R. Donnelly & Sons broadens communication with clients through translation, transcription and subtitles.
October 19, 2023
PHL Variable Sues Its Insurers for Help With Defense CostsThe Nassau Financial subsidiary wants XL to pay bills related to cost-of-insurance increase suits.
October 19, 2023
Ex-Broker Who Used Client Funds to Pay Taxes, Buy Race Car Items Gets 10-Year SentenceThe judge also ordered the former broker to pay $3.5 million in restitution.