Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Actuaries Ask IRS To Leave Out Worker Collars
By Allison BellNU Online News Service, Feb. 27, 2004, 5:57 p.m. EST -- An actuarial group says employers would have a hard time using factors such ...
February 26, 2004
NAIC Group Trying To Get NAIFA To Back Off Stance On Federal RoleWashingtonA group of state insurance commissioners is trying to force the National Association of Insurance and Financial Advisors to reconsider its recently adopted policy supporting ...
February 25, 2004
IRS Describes 3 Top-Heavy 401(k) PlansNU Online News Service, Feb. 25, 2004, 6:14 p.m. EST -- Employers that take some 401(k) contributions back from employees who leave early could ...
February 24, 2004
IRS Speaks On Plan Funding Waiver RequestsNU Online News Service, Feb. 24, 2004, 6:07 p.m. EST -- The Internal Revenue Service has published a guide for employers that want to ...
February 20, 2004
Experts Downplay Effects Of IRS 412(i) MovesNU Online News Service, Feb. 20, 2004, 5:58 p.m. EST -- Insurance experts are downplaying the likely effects of the new Internal Revenue Service ...
February 19, 2004
Federal Regulation: A Specious GoalRecognizing that unity is all-important in legislative matters, the American Council of Life Insurers and the National Association of Insurance and Financial Advisors are again ...
February 12, 2004
ACLI Challenges SEC Proposal On Separate Account DisclosureACLI Challenges SEC Proposal On Separate Account DisclosureByWashington Life insurers are challenging a Securities and Exchange Commission proposal that would require variable product separate accounts ...
February 12, 2004
ACLI Objects To Hard Close ProposalNU Online News Service, Feb. 12, 2004, 1:38 p.m. EST, Washington -- The American Council of Life Insurers, Washington, is opposing proposed mutual fund ...