Federal Regulation

Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.

Federal Regulation

Federal Program LTC Insurer Keeps Underwriting Authority

By Dwayne Callender
New Agent Group Supports Optional Federal Oversight

May 25, 2005

New Agent Group Supports Optional Federal Oversight
Coalition Recruits Insurers For Optional Federal Charter Effort

May 25, 2005

Coalition Recruits Insurers For Optional Federal Charter Effort
Company Group Funds New Agent Organization

May 18, 2005

Company Group Funds New Agent Organization
New Riders Signal Status Of New Product Development

May 18, 2005

New Riders Signal Status Of New Product Development
Eperts At AALU Meeting Weigh New IRS Rule

May 18, 2005

Eperts At AALU Meeting Weigh New IRS Rule
IRS Posts Life And Annuity Reserve Rates

May 17, 2005

IRS Posts Life And Annuity Reserve Rates
SOX Compliance Is Now Easier, Groups Say

May 17, 2005

SOX Compliance Is Now Easier, Groups Say