SEC
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations (such as Regulation Best Interest), enforcement actions and related activities.
SEC proposal still has readers fired up
By staff Writer(Editor's note: Responses continue to flood our inbox as readers weigh in on our Editor's Blog, "SEC 151A Heats Up." If you'd like to share your own opinion, visit www.SeniorMarketAdvisor.com and submit your
October 24, 2008
Rating Agency Reacts To NAIC RumblingsMoody's Investors Service says it welcomes news that the National Association of Insurance Commissioners is thinking about getting into the rating business.The NAIC, Kansas City, ...
October 21, 2008
SEC still taking comments on indexed annuities proposalMembers of the public have until Nov. 17 to weigh in on a proposal to regulate indexed annuities as securities. The U.S. Securities and Exchange...
October 17, 2008
SEC Sets New Annuity Comment DeadlineThe U.S. Securities and Exchange Commission says members of the public have until Nov. 17 to weigh in on a proposal to regulate indexed annuities ...
October 17, 2008
SEC Sets New Annuity Comment DeadlineThe U.S. Securities and Exchange Commission says members of the public have until Nov. 17 to weigh in on a proposal to regulate indexed annuities ...
October 13, 2008
SEC Extends Annuity Rule Comment PeriodThe U.S. Securities and Exchange Commission will be giving members of the public more time to comment on a controversial proposal to classify indexed annuities ...
October 13, 2008
SEC Extends Annuity Rule Comment PeriodThe U.S. Securities and Exchange Commission will be giving members of the public more time to comment on a controversial proposal to classify indexed annuities ...
October 08, 2008
Boomers control more than $13 trillion in household assetsThe Securities and Exchange Commission has just released some whopping numbers: baby boomers today control more than $13 trillion in household investable assets, accounting for...