DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Final DOL fiduciary rule issued
By Arthur D. PostalInsurers will be given greater latitude than initially forecast in selling proprietary products, such as annuities, under the final DOL fiduciary rule.
April 05, 2016
Under DOL rule, fee-only RIA plan advisors in driver’s seatAs proposed, the DOL fiduciary rule does not outlaw revenue sharing, but it's likely to make the practices more difficult to execute, this industry expert says.
April 05, 2016
How Robo Tools Can Help With DOL Fiduciary ComplianceJohn Wise, CEO of InvestCloud, makes the case that the Department of Labors fiduciary rule could be a potential lifeline for robos.
April 05, 2016
Impact of DOL fiduciary rule: small investors will lose accessNearly half of advisors say the DOL fiduciary rule will discourage them from handling small rollover business.
April 05, 2016
Impact of DOL fiduciary rule: small investors will lose accessNearly half of advisors say the DOL fiduciary rule will discourage them from handling small rollover business.
April 05, 2016
DOL Fiduciary Compliance: Amy Webber on the Cambridge ApproachThe Cambridge Investment Research president explains how the IBD is prepping for the rule and how its nurturing the next generation of advisors.
April 04, 2016
OMB Finishes DOL Fiduciary Rule ReviewThe formal release of the rule is expected Wednesday at the Center for American Progress.
April 01, 2016
DOL fiduciary rule said ready for release April 6The Department of Labor will release its finalized fiduciary rule on Wednesday, April 6, according to reporting in the Wall Street Journal.