Page 6 - Investment Advisor - December 2023

Departments December 2023

Vol. XlIII No. 7

1 | ThinkAdvisor.com 38 | Advertiser's Index “It’s overregulation and
6 | Editor's Note it hurts the advisors

that are doing the right
thing already.”

—Ed Slott

Columns

The Playing Field

31 | The 2 Biggest Fights Brewing
over doL’s new Fiduciary Rule
By Melanie Waddell
The rollover changes are controversial,
but the “single-biggest fight” will
come from insurance agents, a lawyer
predicts.
Beginnings Industry Insights The Fast Track

14 | CAIs, nitrogen Events
Retirement/ Highlight Growth Plans 33 | Leadership Means Taking an
Annuities Planning Honest Look at Real Problems
Portfolio Perspectives By Angie Herbers
8 | one Way to Protect near-
Retirees From Market shocks: 15 | How Adding Riskier Assets The best managers put aside quick-
fix tasks and do the hard work of
Wade Pfau Can Lower Portfolio Risk identifying deeper challenges.

Conclusions

Broker-Dealer Beat RIA Lessons & Leaders Compliance Coach

35 | LPL Keeps Up strong 37 | Commonwealth to open, Hire 40 | sEC Highlights Exam Priorities
Recruitment staff for new Home office for 2024

Send comments to: [email protected]; by post to: 150 east 42nd st., Mezzanine level, new York, nY 10017
How to Subscriptions: visit Thinkadvisor.com. Address changes and circulation customer service: send old and new addresses by fax to 847-763-9587;
contact us by email to [email protected]; or call 800-458-1734.
reprints: email [email protected], or call 877-257-3382.

4 Investment AdvIsor December 2023 | ThinkAdvisor.com