Page 6 - Investment Advisor September 2021

Departments SEPTEMBER 2021

VOL. XLI NO. 9

1 | ThinkAdvisor.com 47 | Advertiser's Index Gensler’s plan is “a home
8 | Editor's Note 47 | Classifieds run for whistleblowers.
Problems that were
caused in 2020 during an
extensive SEC rulemaking
process are being fixed.”
—Attorney Stephen Kohn

Columns

The Playing Field

41 | SEC’s Gensler Sets Stage
to Reverse Controversial
10 Whistleblower Rules
By Melanie Waddell

Beginnings Two amendments made under the
previous SEC chief could discourage
whistleblowers from coming forward,
Washington Watch the agency chairman said.

Senate Advances Biden’s Tax,
Economic Agenda The Fast Track
43 | The Great Disruption: 4 Ways
the Pandemic Changed Work
Industry Insights ETF Advisor By Angie Herbers

12 | How Direct Indexing 15 | JPMorgan to Convert $10B in How advisory firms adapt to the
Can Save the Investment Mutual Funds to ETFs in 2022 challenges of employee re-entry to the
office — or a hybrid setup — remains
Management Industry
to be seen.

Conclusions

Retirement Planning

45 | 10 Pros and Cons of CRUTs
According to Jeffrey Levine

Compliance Coach
48 | RIA Arbitration Numbers
Have Increased; Make Sure
You’re Represented

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4 INVESTMENT ADVISOR SEPTEMBER 2021 | ThinkAdvisor.com