Page 6 - Investment Advisor January/February 2022
P. 6
Departments JANUARY/FEBRUARY 2022
VOL. XLII NO. 1
1 | ThinkAdvisor.com 47 | Advertiser's Index “Get ready: The
8 | Editor's Note 47 | Classifieds SEC will be active
this year in levying
enforcement actions
related to Reg BI.”
—Melanie Waddell
Columns
The Playing Field
35 | Expect Reg BI
Beginnings Enforcement Actions and
More Crackdowns in 2022
Washington Watch Alternative Investments By Melanie Waddell
10 | GOP Lawmakers Blast SEC’s 17 | Why Structured Notes Might Susan Schroeder, Phyllis Borzi and
Gensler Over ‘Unreasonably Short’ Be a Fit for Some Clients others discuss big developments
Comment Periods afoot at the SEC and Labor
Portfolio Perspectives
Industry Insights Department.
18 | Innovator Capital’s Bruce Bond
12 | 5 Big Wealth Management Weighs In on Risks, Opportunities
Trends for 2022 in an ‘Uncertain Market’ The Fast Track
ETF Advisor RIA Lessons & Leaders 37 | 3 Tips for Chasing
Organic Growth
14 | Expect Hundreds of ETF Launches 20 | 4 Experienced Voices Outline
in 2022, Mostly Active Funds 2022 Roadmap for RIAs By Angie Herbers
Most of our clients ask about how
ESG Horizons Women in Wealth to grow without adding marketing,
16 | What to Expect for 22 | How to Really Connect With hiring rainmakers or looking at
Sustainable Investing in 2022 Clients: Sarah M. Cain M&A possibilities.
Conclusions The New School
Retirement Planning
46 | Meeting Top Talent Means
40 | The Hidden Hazards of Taking Being Prepared to Answer
a Social Security Lump Sum Tough Questions
Broker-Dealer Beat Compliance Coach
42 | Wirehouses to Keep Losing 48 | A Privacy Check-Up Can Keep
Market Share: Report Advisors Out of Trouble
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4 INVESTMENT ADVISOR JANUARY/FEBRUARY 2022 | ThinkAdvisor.com
