Investment Strategies
Get the latest market outlook, as well as news and analysis on mutual funds, ETFs and alternative investments, all designed to help you construct a well-balanced portfolio for your clients
December 23, 2024
2 Big Takes on the Market in 2025The sentiment of Schwab and Fidelity analysts is mainly bullish — with caveats.
December 23, 2024
SEC Fines RIA Over Marketing Rule ViolationsAtlas Financial Advisors falsely claimed its Portfolio Shield strategies' hypothetical performance was validated by Morningstar, the regulator says.
December 23, 2024
Frontier Asset Launches 6 Active ETFsThe new exchange-traded funds operate on SEI's turnkey Advisors’ Inner Circle Fund series trust.
December 20, 2024
BofA Strategist Sees Shaky Market Sentiment as Fed PivotsMichael Harnett said earlier that investors should start putting more money into stocks outside the U.S.
December 20, 2024
InvestCloud Rolls Out ‘Game-Changing’ Account OfferingOne consultant says the new solution represents a significant breakthrough in private market investing.
December 20, 2024
Edward Jones, Cambridge and Osaic to Pay Clients $8.2M Over Excess FeesThe firms failed to give clients mutual fund sales charge waivers and fee rebates, FINRA says.
December 19, 2024
The 401(k) Savings of 5 Different Age GroupsA fifth of young savers think they'll be 401(k) millionaires, GOBankingRates finds. They have a ways to go.
December 19, 2024
New Bill Allows U.S. Expats to Be Taxed as 'Non-Residents'Americans living abroad could elect to taxed only on U.S.-sourced income and gains.
December 18, 2024
LPL Agrees to Purge Data From Recruited Ameriprise AdvisorsThe firms agreed to a court order in legal battle over ex-Ameriprise reps' transfer of client info.
December 18, 2024
10 Worst Financial Advisor Cases of 2025While most advisors seek to do right by clients, a few break the rules — financially and otherwise.