SEC Asks New York Court to Freeze Advisor's Assets in $7 Million Fraud Case
By Joyce HansonThe SEC charged Manhattan-based financial advisor Kenneth Ira Starr with fraud and is seeking a court order to freeze his assets after he allegedly stole $7 million in client money for his personal use.
May 17, 2010
Are the Tremors in the Market Just a Prelude to a Serious Market Decline?Not that there is any similarity between market declines and earthquakes per se, but the thought did occur to me recently that the vicious market...
May 14, 2010
TD Ameritrade Online Tool Helps RIAs Analyze Firm ValueValuation Analyzer offers quick way to gauge key financial metrics prior to merger or acquisition
May 13, 2010
New Securities Jobs: Nearly 5,000 in AprilOverall employment nationwide rose by more than 200,000.
May 13, 2010
Time for a Transition (IX): How to Build Client Loyalty, Part IPart I on easy and effective ways to stay in front of your clients, prospects and strategic partners.
May 13, 2010
Financial Reform, GDP, Goldman, and the Fed: Editor's Choice for the Week of April 26, 2010What's happening this week
May 11, 2010
Investors Cap at $1 Bil AUM; To Host First Women's ConfabInvestors Capital, which has some 550 independent advisors, now has more than $1 billion in assets under management.
May 09, 2010
The Market Swoon and Greek Contagion--One Advisor's ResponseAnytime the markets react as violently as they did last week my mind switches to high alert. I tune in to see what may be...