Peter Mallouk's Predictions for Advisors, Firms and the Markets in 2024
By Janet LevauxThe Creative Planning CEO also shares his resolution for this year and what most surprised him in 2023.
January 02, 2024
Mariner Acquires California Wealth PlannerConfluence Financial Planning, based in Sacramento, had $360 million in AUM.
January 02, 2024
SEC Exam Coming? Use These 5 Tips to PrepareKnow what examiners are looking for and what to expect when they come calling.
December 29, 2023
15 RIAs With the Biggest Accounts: 2023A report from SmartAsset ranked some 5,800 firms registered with the SEC by their average account balances.
December 29, 2023
The Biggest Gaps in RIAs Today: Joe DuranHere's what stands between midsize firms and the national market, according to the former United Capital CEO.
December 28, 2023
Wealth Enhancement Group Buys Georgia RIAThe deal with Foundational Wealth is the firm's 17th acquisition of 2023 and brings it a third office in Georgia.
December 28, 2023
On Stage: The LUMINARIES 2023 Awards CeremonyWe spotlight this year's winners, who came dressed to impress for the recognition event at New York's Gotham Hall.
December 27, 2023
RIA Model Is at the 'Tipping Point': Mercer Advisors' WellingThe fiduciary model helps clients "connect the dots to get what they really want" for their financial lives, the CEO said.