Altruist Hits $1.5B Valuation After Latest Funding Round
By Dinah Wisenberg BrinThe startup custodian for independent RIAs has raised over $450 million total.
April 30, 2024
Focus Financial Names New CEOSix months after founder Rudy Adolf stepped down, the firm has picked a leader from a partner RIA.
April 26, 2024
Carson Group Turmoil Raises Big QuestionsExperts speak out on how the firm seems to have fallen short and what should be done in response.
April 24, 2024
Ex-CMO Sues Carson Group Over Handling of Sexual Assault: A TimelineThe lawsuit is tied to a complex set of circumstances and conversations dating back to at least mid-2021.
April 24, 2024
Two Ways Advisors Can Add Value, Without Picking Stocks"The industry's historical model of how we add value is under threat," MyVest CEO Anton Honickman says.
April 23, 2024
Ex-Carson CMO Sues Firm Over Handling of Sexual AssaultMary Kate Gulick says the firm retaliated after she voiced concerns that the alleged assailant wasn't fired.
April 22, 2024
RIA Deals Surged to Near Record in Q1: EchelonThe 90 announced transactions represented a year-over-year increase of 20%, a new report says.
April 18, 2024
New SEC Risk Alert Points to 5 Marketing Rule Trouble SpotsThe alert lists compliance shortfalls advisors should fix before examiners come knocking.