Retention and Recruiting in the RIA Space: Mike Di Girolamo
By John SullivanIf you want a handle on whats happening in the RIA space (mergers, acquisitions, recruiting, retention), there are few better people to turn to than Michael Di Girolamo.
October 25, 2011
TD Ameritrade Posts Big Gains in Net Income, Revenue for Q4, FY 2011Company reports record net new client assets of $41 billion during fiscal year; plans further stock buybacks.
October 25, 2011
DOL Probing Improper BD, RIA Compensation From ERISA PlansThe Department of Labor has recently investigated eight BDs under Consultant/Adviser Project, focusing on improper compensation by benefit plan consultants and investment advisors.
October 21, 2011
IAA’s Tittsworth: Fiduciary Ruling Likely in Q1 of 2012: RISAt Retirement Income Symposium, David Tittsworth provides recent history and likely next developments on fiduciary standard for all.
October 19, 2011
Fiduciary Duty Main Reason Clients Choose to Work with RIAs: Survey (BenefitsPro.com)Fiduciary duty is the No. 1 reason clients choose to work with independent registered investment advisors, according to a recent advisor sentiment survey released by TD Ameritrade Institutional.
October 17, 2011
Fiduciary Duty Top Reason Investors Prefer RIAs: TD Ameritrade SurveyTD Ameritrade Institutional released an advisor sentiment survey on Monday which found that the top reason investors choose to work with an independent RIA is because they act as fiduciaries.
October 17, 2011
TD Ameritrade Study: Fiduciary Duty Tops Reasons Clients Choose an RIAThe top reason investors choose to work with an independent registered investment advisor is that RIAs are required, as fiduciaries, to offer advice that is in the best interest of clients, according to the study.
October 17, 2011
TD Ameritrade Study: Fiduciary Duty Tops Reasons Clients Choose an RIAThe top reason investors choose to work with an independent registered investment advisor is that RIAs are required, as fiduciaries, to offer advice that is in the best interest of clients, according to the study.