Clearing and Custodial Firms
Read up on clearing and custodial firms serving RIAs and others in the wealth management arena.
January 01, 2005
Acquisitive FidelityConsolidation in the clearing business continues apace. As Investment Advisor went to press, National Financial, Fidelity Investments' clearing arm, announced on Dec. 16 that it...
October 13, 2004
Preparing For The UnthinkableNU Online News Service, Oct. 13, 2004, 4:32 p.m. EDTOfficials from a company that helps keep the world financial system running will participate in ...
May 10, 2004
Proposed Global Clearing Link Open for CommentWASHINGTON (HedgeWorld.com)--The Commodity Futures Trading Commission requested public comment on a request from The Clearing Corp., Chicago, that it be permitted the first stage of...
April 28, 2004
DTCC Names CFONU Online News Service, April 28, 2004, 2:28 p.m. EDT -- The Depository Trust and Clearing Corp., New York, has promoted Ellen Fine Levine ...
July 21, 2003
Reactions to CBOT/CME Common ClearingCHICAGO (HedgeWorld.com)--Despite concerns over the very brief comment period and arguments over the anti-competitive effects of one aspect of the new linkage, the Commodity Futures...
July 01, 2003
Moran's Subcommittee Discusses the Future of FuturWASHINGTON (HedgeWorld.com)--Rep. Jerry Moran, (R-Kan.), chairman of the subcommittee on general farm commodities and risk management, Agriculture Committee, presided over a hearing on the issues...
May 06, 2003
DTCC Trebles Insurance Transaction VolumeNU Online News Service, May 6, 2003, 11:50 a.m. EDT -- Depository Trust & Clearing Corp., New York, says its Insurance Services systems handled ...
May 01, 2003
The Return of Peter ManganPeter Mangan is back, and he is looking to run a custodial business catering to independent advisors again. Only this time, Mangan owns the firm....
April 29, 2003
FIA and S&P React to Common Chicagoan ClearingWASHINGTON (HedgeWorld.com)--The Futures Industry Association asked the Chicago Board of Trade and the Chicago Mercantile Exchange to provide more information on their agreement to form...