Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Bank Brokers Sell More Investments
By Staff WriterNU Online News Service, May 13, 3:55 p.m. -- Bank broker-dealers reached or came close to all time highs in productivity, revenue and profit ...
May 05, 2002
Delay On Anti-Money-Laundering Rules For Industry Is WelcomeDelay On Anti-Money-Laundering Rules For Industry Is WelcomeThat sigh you heard was the collective expression of relief by the insurance industry, which has been given ...
May 05, 2002
Brokerage Channel ChallengesByWith the large number of carriers distributing through the brokerage channel, and each carrier having a product portfolio that consists of several different products, ...
April 24, 2002
Insurers Get Six-Month Patriot Act DeferralNU Online News Service, April 24, 12:25 p.m. -- The U.S. Treasury Department has decided to give insurers and some other financial services entities ...
April 15, 2002
Frenkel Hires DonnellyNU Online News Service, April 15, 3:14 p.m. -- Frenkel & Company Inc., New York, an insurance brokerage firm, has hired Marjorie Donnelly as ...
April 09, 2002
MetLife Investors Hires SutherlandNU Online News Service, April 9, 1:19 p.m. -- MetLife Investors Distribution Company, Newport Beach, Calif., has hired Les Sutherland to be the executive ...
April 08, 2002
Survey: Wholesaling Support SlippingNU Online News Service, April 8, 3:55 p.m. -- Regional broker-dealers, bank investment program managers and small independent broker-dealers expect wholesaler support to deteriorate ...
April 07, 2002
Placing VLs &VAs Through BGAs: What You Need To KnowPlacing VLs & VAs Through BGAs: What You Need To KnowMany registered representatives are not aware of what it takes to place variable life insurance ...