Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
May 11, 2003
P-C ACORD-XML Standards AdvanceByIf I could characterize the past year, it would be the time when "the rubber met the road." ACORD XML Standards and real-time delivery capabilities ...
April 20, 2003
Most Worksite Reps Earn Over $100,000, Study FindsMost Worksite Reps Earn Over $100,000, Study FindsByAbout 54% of sales representatives selling worksite insurance and investment products through brokers typically earn between $100,000 and ...
April 14, 2003
Study: Press Hits Banks HarderNU Online News Service, April 14, 2003, 4:56 p.m. EDT -- The insurance industry escaped many of the scandals that beset the banking sector ...
April 13, 2003
What To Look For In A Broker-Dealer PartnerWhat To Look For InA Broker-Dealer PartnerIn many instances, a financial advisor may want to consider partnering with a broker-dealer to assist with the transition ...
April 13, 2003
A Common ThreadTo The Editor: It struck me while reading the March 24 issue of National Underwriter that ran through two articles and the letter from ...
April 06, 2003
UnumProvident Replaces ChandlerByUnumProvident Corp. has replaced J. Harold Chandler, its chairman, president and chief executive officer.Two outside directors, C. William Pollard and Lawrence Pugh, have taken over ...
April 06, 2003
NASD Turning Up The Pressure on VA SuitabilityNASD Turning Up The Pressure On VA SuitabilityBy Jeffrey S. Puretz and Nicole GriffinA recent enforcement action shows that the National Association of Securities Dealers ...
April 01, 2003
Lemons From LemonadeGood news! We are now officially in the worst stock market environment in the last 70 years. Most financial advisors are experiencing feelings "somewhere between...
March 31, 2003
MetLife Introduces 401(k) Administration ProgramNU Online News Service, March 31, 2003, 11:16 a.m. EST -- MetLife Inc., New York, has introduced MetSelect, a 401(k) plan administration program for ...
March 23, 2003
The Art Of Giving BackBy Jack Bobo From time to time I receive letters from friends who are former colleagues in the service of various parts of what used ...