Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Nevada Issues First New Broker Fee Rule
By Steve TuckeyNevada has become the first state to set new broker compensation disclosure rules in the wake of the brokerage fee scandal.[@@]The Nevada regulation defines ...
February 10, 2005
Hood To Head Standard Benefits MarketingNU Online News Service, Feb. 10, 2005, 4:05 p.m. ESTA Portland, Ore., insurer has hired an executive with credit card industry experience.[@@]The insurer, Standard ...
February 01, 2005
Insurance Giant Forms Independent Broker-DealerNU Online News Service, Feb. 1, 2005, 8:12 p.m. ESTThe AIG Advisor Group, Phoenix, plans to combine 3 of its brokerages into a new ...
February 01, 2005
Energy by the NumbersWhen it comes to building a portfolio, some mutual fund managers want to see as much independent research as they can. They want to talk...
January 27, 2005
Guess Who's Wooing Indie B/D Firms?As the FSI gets set to open its big B/D show, the SIA announces one of its own
January 26, 2005
AIG Combines 3 Broker-DealersByThe AIG Advisor Group, Phoenix, plans to combine 3 of its brokerages into a new entity, AIG Financial Advisors Inc.The new unit will be an ...
January 19, 2005
Bank Broker Revenue Level Falls To $19,600NU Online News Service, Jan. 19, 2005, 4:15 p.m. ESTThe productivity of brokers in banks fell 26% between November 2003 and November 2004.[@@]Brokers who ...
January 12, 2005
The LTC Industrys Mission: Eliminate Financial DevastationThe LTC Industrys Mission: Eliminate Financial DevastationWhen watching the sun setting over the water in the Florida Keys, my view of our world seems as ...