Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
How to Keep Female Clients After the Loss of a Spouse
By Teresa J.W. BaileyMany advisors get fired by newly widowed clients. Here's how not to become a statistic.
September 10, 2024
Only 18% of Financial Advisors' Clients Are Younger Than 50: SurveyA new survey also asked about how advisors gained (and lost) clients and their biggest client problems.
September 10, 2024
Commonwealth Partners With Legacy Capitals on HNW Advisor TrainingLegacy Capitals supports advisors with education and consulting on the complex needs of wealthy families.
September 10, 2024
Orion Taps CFO From Private Equity SpaceMark Mayo joins the wealth management technology platform provider after eight years with a drug testing company.
September 09, 2024
Your Client Is Forced to Retire Early. What Should They Do?If job losses or other unforeseen circumstances happen in later working years, key decisions need to be made.
September 09, 2024
Physical Signatures No Longer Needed on Many Social Security FormsThe agency has digitized or removed signature requirements to ease the filing burden on consumers.
September 09, 2024
These Are the Biggest Causes of State Enforcement Actions, Securities Regulators SayFailure to register was a common charge in 2023, according to NASAA's just-released annual report.
September 06, 2024
Why Retirement Trends Matter to the Fed's Call on Interest RatesMeasuring the pace and scale of retirement trends helps policymakers understand where the U.S. economy may be heading.