Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
J.P. Morgan Advisors Has New CEO
By Jeff BermanPhil Sieg has been promoted to lead the JPMorgan Chase division, replacing Chris Harvey.
April 15, 2021
Bank of America, Merrill Outline Plans to Boost Advisor HeadcountThe wealth unit ended the first quarter with 19,808 advisors, down 585 from a year ago and a drop of 295 from the prior quarter.
April 15, 2021
What Type of Advisory Firm Do You Lead?Advisors need to understand which type of firm they're leading, so they can best prepare it for future success.
April 15, 2021
$800M Texas Team Splits From Kestra, Joins LPLFort Worth-based Gus Bates Insurance & Investments joins LPL's BD, hybrid RIA and custodial platforms.
April 12, 2021
Carson Group Adds Ex-JPMorgan AdvisorChicago-based Alexander Legacy Private Wealth Management joins the Carson Partners network.
April 12, 2021
RIA Integrated Partners Added Over $600M in Assets During Q1Advisor Mark Mitamura and his team are among the latest recruits added to RIA Integrated Partners.
April 12, 2021
$650M Merrill Team Makes a Break for Independence With LPLThe South Carolina-based advisors formed the independent firm NorthEnd Private Wealth.
April 09, 2021
$2B Advisory and Asset Management Firm Opens in LAAudent Capital Partners is operating as two separate companies: Audent Family Wealth Advisors and Audent Global Asset Management.