Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
April 29, 2021
The 2 Big Questions Barry Ritholtz Is Hearing NowThe Ritholtz Wealth Management co-founder tells ThinkAdvisor what his clients are asking about and what he's watching in markets.
April 29, 2021
How Advisors Can Harness Data to Optimize Financial PlanningData-driven digital advancements offer many opportunities for financial advisors to serve clients better.
April 29, 2021
Shirl Penney: Why Biden's Tax Plans Could Push More RIAs to Sell NowDynasty Financial Partners' CEO weighs in on topics from Bitcoin and going back to the office to the All Blacks rugby team and horse racing.
April 29, 2021
Robinhood to Double Its Registered Rep Force in 2021The recruits will provide customer service, not investment advice, the company says.
April 29, 2021
Carson Group Seeks to Sell a Minority StakeCEO Ron Carson insists, though, that the RIA doesn't "want to end up being sold to Goldman Sachs."
April 28, 2021
Capital Gains, Income or Estate Tax Changes: Which Would Have Biggest Impact?The Buckingham Wealth chief planning officer asked his Twitter followers to vote.
April 28, 2021
Mariner Wealth Sells Small Stake to Private Equity FirmLeonard Green & Partners' investment will help the RIA "continue our expansion and hiring of talent" said Mariner CEO Marty Bicknell.
April 28, 2021
JPMorgan: All U.S. Employees to Return to the Office By JulyBank of America, meanwhile, plans to send workers back by Labor Day.
April 27, 2021
UBS Americas Posts $17.2B in Fee-Based Asset FlowsIts advisor headcount of 6,335 represents a decline of 161 from a year ago but a gain of 30 from year-end.
April 27, 2021
How Well-Being Drives a Future Financial PlannerThe winner of our 2020 New Planner Recruiting Tuition Reimbursement Scholarship is an example of where our industry is headed.