Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Raymond James Rolls Out New Advisor Portal: Tech Roundup
By Jeff BermanAlso, TD Bank has launched a robo-advice platform and plans to hire more advisors.
October 19, 2021
Schwab CEO: Personalized Investing 'Coming at Us Like a Freight Train'During the opening session of Schwab Impact, Walt Bettinger also pointed to the huge opportunity for growth in the RIA sector.
October 19, 2021
Jamie Dimon Boosts JPMorgan Wealth Advisors' Pay From Windsor CastleThe bank is revamping its 20-year-old pay structure for J.P. Morgan Advisors as it aims to double the unit's headcount.
October 19, 2021
TIAA Sues Ex-Advisors for Allegedly Soliciting ClientsThree advisors left TIAA to start Tidewater Wealth Management and allegedly tried to take clients with them.
October 18, 2021
Interactive Brokers Launches Crypto Trading for RIAsInteractive Brokers is hoping that crypto will help expand its current base of 5,731 RIA clients.
October 18, 2021
Morgan Stanley Loses FINRA Arb Case on Botched Options TradingA client alleged the wirehouse was negligent and failed to supervise when trading of Tesla options wasn't executed properly by a rep.
October 18, 2021
Advisor Group Unveils Enhanced Tech, Including Express OnboardingThe firm also launched a newly designed Advisor Business Hub portal and an upgraded CRM platform.
October 15, 2021
Hightower to Take a Stake in $700M Georgia RIAThe RIA aggregator is making an unspecified strategic investment in Bluerock Wealth Management.